Region is a contiguous geographical area, which has a fair degree of uniformity, in administration, economic linkages or natural environment. It is relatively a large area, with hierarchy of settlements and varying landscape.
Urbanisation has accelerated in the past few decades while planning in India has been largely limited to urban settlements and the space between cities and their surroundings has been growing in an unplanned haphazard manner. Centrifugal forces attract huge volume of migrant population to urban centres, which has rendered short the planning efforts of local bodies. The resultant biases in demography have also had negative implications in the development at the source of migration. Thus, urban centres & its surrounding settlements have two-way interrelationship in terms of cause and effect of many elements. Accordingly, planning as an exercise should not be exclusively limited to urban settlements but a region can be identified to have holistic development of growth promoting centres and surrounding subsequent hierarchy of settlements. This should facilitate optimal planning and development of infrastructure in cities along with the adjoining rural areas and strengthen the economic links in the region.
The paradigm of regional development has evolved through the years after Independence. Most important ones are district planning, metropolitan planning, watershed management and special area development. The Planning Commission has also developed methods for regionalisation and policy guidance for preparation of development plans for regions. A number of such case studies have been taken up by the State Governments for development of special regions. Considering the importance of regional planning at the district level and with the view to integrating the urban and regional development, the DPC and MPC were created through the 73 rd and 74 th CAA.
4.2Aspects of Regional Planning
The preliminary aspects of regional planning may constitute the following, which highlight the advantages of the approach:
Sustainability - Sustainability leads to balance in Regional Development which implies efficient use of available resources and opportunities for development in all parts of the region. Sustainability of regional planning depends upon:
i. Management of major environmental inputs namely water (both surface and ground), minerals, maintenance of green cover, protection of sensitive environmental areas and linking areas with special opportunities for development like religious, archaeological etc.
ii. Balanced and equitable spatial and economic development of the region
iii. Effective Use of local resources including cultural resources such as art & crafts. Sustainability based regional development can provide solutions for elevation of urban poverty, minimisation of urban sprawl and managing migration, which are majorly outcomes of lack of regional planning.
Environment – Some of the major environmental concerns that can be addressed by regional planning approach are the following:
i. Control of pollution specially water pollution, use and maintenance of the water courses.
ii. Maintenance of green cover, forests and eco fragile areas.
iii. Control and regulation of activities which have impact on environment.
While planning, the environmentally sensitive areas should be identified which are non-conducive for development. Such areas should be either protected or developed while following relevant standards.
Disaster Management – The impact of natural disasters is exaggerated by unscientific plus unplanned development. Regional development should promote efficient response and preparedness to disasters such as floods, landslides, land subsistence, fire and earthquake. The Disaster Management Act, 2005 makes it mandatory to prepare Disaster Management Plan at State and District level. Integration of hazard (micro) zoning in planning activities is more facilitative and responding at regional level which can be integrated with the provisions of NDMA. Zoning hazards and its holistic approach can be achieved largely at the regional level scale or better at city level. Thus, regional planning is the solution to integrated response.
Promoting Balanced Development - Imbalanced development of the country due to missing regional planning approach to bring development in urban-rural settlements simultaneously has led to lopsided development in favour of urban settlements. As a result centripetal and centrifugal forces of human movement have come to work with intensity in the urban parts of the country. Lack of integrated spatial planning specially in the influence area of metropolitan cities has led to ‘rural push’. Migration across administrative boundaries to the cities without adequate functional infrastructure to support the population puts pressure on the administrative departments. On the other hand the areas from where out-migration takes place suffer with imbalance growth. Thus, an integrated planning approach is required to provide administrative solution for provision of sustainable infrastructure in the region and vision development of the peri-urban areas & counter magnets.
Inclusivity – Regional planning can bring inclusivity in broader area by preparing plan after considering issues, strengths and prospects of a large spatial unit. Regional disparities especially peri-urban areas surrounding large cities and metropolitans present contrasting conditions both physically and social-economically. Regional planning can efficiently tackle the problem arising out of the transition of rural area into peri-urban and urban areas. Inclusive development principles can bridge the gap present in terms of regional disparity in India.
4.3Planning Regions in India
The increasing need of urbanisation further aggravated by the rural push factors is directly affecting the quality of life and environment. Such areas shall not be merely left to the factors of natural growth and can be identified for Regional
planning. A region is a flexible concept and can be referred to as a continuous and localised area intermediate between National and Urban levels.
The District Planning Committees is to be the single decision making committee, which can address to the issues of planning in the District. In many States, DPC's are not constituted, however, in some of them, the Town and Country Planning Acts provides a legal framework for constitution of Regional Development Authorities. For example, the Bombay Metropolitan Region Development Authority Act, 1974 makes it mandatory to constitute the Metropolitan Regional Development Authority for the planning and development of Mumbai metropolitan city.
Whenever functional areas cut across different State boundaries there may be problems of co-ordination in administration. Ideally in such cases, a unified RDA (for this specified region) may be instituted with representation from each of the State.
In the present scenario, Indian metropolitan cities have planned development, which partially satisfies the aim of the 73rd & 74th CAA, however, incomplete adherence of the Act has resulted into lack of holistic planning. Thus, it is required that state governments amend respective State Town and Country Planning Acts and provide a structure of regional planning with appropriate administrative structure to carry out its preparation and implementation.
Such regions are holistic from administrative point of view and there are little chances of conflict when there is a single administrative unit. The present planning system for only urban settlements has developed islands of growth centres, creating vast disparity. Planning for district as a region is the approach in which country as whole can be covered in planning exercise leaving no intermediate space. Thus, for convenience of administration of regions and entire coverage of country under planned development the structure of regional planning should be followed.
The 12 th Five Year Plan has emphasised on regional development particularly DPC composition to control and regulate unplanned development beyond the urban areas i.e. urban sprawl/ scatter. The State T&CP Acts provide statutory setup for urban and regional planning and development. In many States Special Area Planning Acts, similar to Regional Planning, are also in place.
Transport linkages play an integral role in the growth of urban nodes. As movement of goods, services and alignment of infrastructure follow the transport network while the human settlement and economic activities generally follow the transport lines. Lately, Government of India has recognised the potential of transport corridors as instrument of imparting economic push to
large region and thus has been implementing programmes, which are spread across a large region like, Delhi Mumbai Industrial Corridor (DMIC) Programme. The objective of DMIC project is to expand India's manufacturing and service base and develop DMIC as a "Global Manufacturing and Trading Hub". The project will provide a major impetus to planned urbanization in India with manufacturing as the key driver.1.
The National Highway Development Programme (NHDP) was launched in 2000 to upgrade and strengthen National Highways and one of the advantages identified under the NHDP is all round development of areas. Other transport oriented regional corridors conceptualised are the Eastern and Western Freight Corridors. Keeping these developments in mind, Transit Oriented Development (TOD) approach to plan and develop regions can be adopted.
There are other types of regions as well, which have homogeneity and linkages in terms of investment, tourism and natural environment. In India, owing to its vast stretch and heterogeneity, multiple/different typologies of regions could be adopted for planned development. The regional planning approach is suggested in these guidelines for planned and sustainable development of the human settlements.
Source: Compilation from 73 rd & 74 th CAA, State Administrative set-ups and regional planning cases in India
4.3.1District as a Planning Region
India has 640 districts and according to Census of India, 2011, 67% districts are urbanised upto 50% out of which approximately 7% have crossed the line of 40% urbanisation. New Delhi, Central Delhi, Kolkata, Mumbai, Mumbai Suburban, Hyderabad, Chennai, Yanam and Mahe (in Puducherry) are 9 districts which are 100% urbanized. However, there are many other districts which have rural-urban character and have a fast rate of urbanisation. Therefore, the urban trend of these districts should be planned. Efforts to direct urbanisation of such districts will sync the growth of cities with goals of national development.
District as a unit is a holistic concept which administratively provides a strong foundation for planning. The hierarchy of settlements and natural resources
available in relatively larger region are other additional reasons which make district a unit of planning more logical premise.
4.3.1.1 Need for Administrative Structure
Administrative structure to guide planning at district level is important. The 74 th Constitutional Amendment Act provides that the State Legislature should provide for the composition of District Planning Committee (DPC) given that there shall be elected representatives of Panchayats and municipalities in committee in proportionate ratio. For this, State Governments are required to amend existing or enact new laws to introduce DPC in planning administration structure.
4.3.1.2 Process of planning at District level
In India, planning process for administrative areas equal to or bigger than district has been attempted.
Kerala: The State of Kerala has provision for DPC and MPC. Its methodology of District plan preparation provides for a decentralised planning process by initiating preparation of an Integrated District Development Plan (IDDP) along with Local Development Plans (LDP) for every local government in the district in an integrated manner. The Integrated District Development Plan (IDDP) aims for an integrated draft development plan with due regard to common interests of Panchayats and municipalities (as shown in Figure 4.2) to plan for spatial and sharing of resources: both natural and man-made. The IDDP includes planning of special areas such as tribal areas, coastal areas, economically backward areas, areas for establishment of new towns etc. Also, there are provisions of Joint area planning in case the area comprises more than one Municipal Corporation, Municipal Council, Town Panchayat or village Panchayat, either in full or in part.
Draft IDDP should be prepared for the district incorporating suggestions of LSGs. The Draft IDDP prepared shall be an input for the identification of development issues and setting up of development goals and objectives of each LSG and thus becomes the frame within which the Draft LDPs are prepared. Based on suggestions and proposals of the Draft LDPs, the Draft IDDP is modified and finalised. Once the draft IDDP is approved by the DPC and sanctioned by the State Government, the Draft LDPs shall be modified and finalised.
Figure 4.2: Plan Preparation Process of Kerala
Source: The Kerala Town and Country Planning Ordinance 2013
Goa: The State of Goa has prepared Goa Regional Plan, 2021. The basic approach for preparation of Goa Regional Plan has been protection of environmentally sensitive area of the State by introducing “Eco Sensitive Zones” and planning details at village Panchayats level. The Regional Plan gives a micro level planning of the State of Goa with the village Panchayats as the planning units. Multiple level consultative process has been undertaken in preparation of the plan. A decentralised approach was adopted in which a vision document was prepared for the State and was shared with the local bodies/villages. Plans prepared at grass root level were compiled at higher levels to prepare Draft State Regional Plan. Another round of public participation ensured inclusiveness. The approach has been presented in the following diagram.
Figure 4.3: Plan Preparation Process in the State of Goa
Source: Goa Regional Plan, 2021
The States of Kerala and Goa have attempted successfully the preparation of District or Regional plans by adopting 74 th CAA. While Kerala has prepared District plans, Goa has prepared State level Regional plan (but based on the two district plans) due to its size. Both the states have adopted decentralised approach as prescribed in the Constitution of India and have focused on public participation. The approach and methodology of these two States is influenced by the size and settlement structure and hierarchy present in the States.
A Planning process at district level for the larger States of India would require much more complex procedure to integrate bottom-up and top down approach. Hence considering the above mentioned case studies and keeping in view the constraints of large size States, a District Regional Planning simplified approach is given in Figure 4.4.
Plan preparation process for regional plan must start with preparation of State level Perspective plan along with pre-plan interactive consultations of government departments, elected representatives, stakeholders, NGOs and Self-help groups. Outcome of such consultations is a Perspective Plan which will be vision document for the entire State either by the State Planning Board, State Town Planning Commission, and State Town & Country Planning Department or by State Urbanisation Committee, such as efforts taken by Kerala and Rajasthan recently.
Perspective Plan must include the LUZs from the State Land Utilisation Policy. In case the State Land Utilisation Policy is not prepared, Perspective Plan should delineate State into developable, prohibited and restricted zones. For this classification, variety of parameters could be used based on development approach of the state. Some of the parameters have been shared below but this is only suggestive list, which must be made exhaustive while preparing plan at state level:
■ Eco sensitive zones of the state,
■ Boundaries of all the urban and rural settlements of the state,
- Mapping of transport and communication networks,
- Mapping of natural features,
■ Industrial, mining and related area,
■ Disaster Zonation
- All maps/plans must be prepared on GIS platform and geo-referenced.
The State Perspective plan should be distributed to the Districts as a reference for preparation of further plans at district level. At the stage of Perspective Plan preparation, the mapping scale, time lines and roles and responsibilities for the preparation of district plan preparation should be decided which will bring clarity and uniformity in mapping and plan preparation process. District administration should proceed with distributing the plans and maps at taluka level and from taluka level to village Panchayats. The Draft Development plan should then be prepared at each village Panchayat level with public participation. Here, capacity building and technical knowhow would need to be percolated from the top administrative set-ups and supporting institutional arrangements. The training to the selected people or people's representatives must be provided along with trained officials through the plan preparation process. Similar process must be followed in settlements of urban hierarchy. Once the plan process at grass root level is over, these plans should be compiled first at taluka level or at its urban counter parts by Development Authority/Municipal Corporation to formulate the draft District Regional Plan.
The Draft District Regional Plan then must be put on public forum for objections and suggestions to impart transparency in the plan process. To meet the purpose of the district plan, interchangeable options and conflict of interest would need to be answered in the regional plan. Once the process of public participation is over and with the approval of State legislature, the final Regional Plan should be uploaded on relevant websites for future reference and use.
Table 4.1Institutional responsibilities
Administrative Unit
Institutional Body
District
DPC/ Zila Parishad
Taluka
Block Development Level/ Town & Country Planning Department
Village Level
Panchayat/ Gram Sabha
Metropolitan & Megapolis
MPC/ Development Authority / Municipal Corporation
Large & Medium Towns
Development Authority / Municipality / Urban Local Body
Small Towns
Nagar Palika/ Municipal Council / State T&CP Department
Ward
Ward Committee
Figure 4.4: Proposed District Planning Process
Source: Compilation from 73 rd and 74 th CAA, State Administrative Setup and Regional Planning examples of Kerala and Goa
4.3.2Various settlements in Region
In delineation of the planning regions there can be certain levels of settlement, existing or planned which give special structure to a region. The growth nodes around which the flows are active and intense shall be the nodal centre. The nodal centre could act as the highest echelon in the hierarchy of the settlements. This may have a unipolar (metropolitan city), bipolar (such as twin cities) or multipolar structure. The other settlements within the region shall be directly or indirectly functionally linked to this centre. They can be:
Counter Magnets: The counter magnets are potential and growing sub nodal centres located out of the direct functionally linked areas of the growth node/ nodal centres in the region, e.g. Hissar, Gwalior, Patiala and Kota etc in context of NCR. The main objective of development of the counter magnets is to prevent undesirable concentration of growth impulses in the nodal centres and to disperse the same to counter magnets for more balanced development of the region. The counter magnet areas may play two distinctive roles:
i. As interceptors of migratory flows into the nodal centre
ii. As regional growth centres, this would be able to achieve a balanced pattern of urbanisation in the region over a period of time.
Satellite Towns: A Satellite Town is one, which is located near or within reasonable distance, well connected by transportation route of the growth node or a metropolitan city, e.g. Gurgaon and Noida (Delhi), Navi Mumbai (Mumbai) and Salt Lake City (Kolkata) etc. The Satellite towns are dependent on the growth node largely for employment. If developed well, satellite towns offer great scope doe providing economic growth and employment for the benefit of the main city, subject to efficient transport connectivity.
Priority Towns: Priority towns are the potential towns for investment and development; identified on the basis of their inter-aerial relationship with the regional nodal centre. For integrated development of the identified region, identification of the priority towns and planning for their development should be done.
Growth Centres/ Points: Settlements with growth potential and special advantage of location within the region can be classified as growth centres/ growth points/ service village in order of hierarchy from high to low while planning for settlement structure within the region.
Peri Urban Areas: Peri-urban areas are zones of transition from rural to urban land uses located between the outer limits of urban and regional centers and the rural environment. The boundaries of peri-urban areas are porous and transitory as urban development extends into rural, agricultural and industrial land. Peri-urban areas might include valuable protected areas, forested hills, preserved woodlands, prime agricultural lands and important wetlands, which may require conservation. Irrespective of how the boundaries move, there will always be peri-urban zones. These areas if planned properly can provide essential life support services for urban residents. In preparation of development plans for metropolitan cities, the area may be taken as 5-8 kms around existing cities, saythose with more than 3 lakh population to cover the urban spill.2
Urban Agglomeration: Census, 2011 defines an urban agglomeration UA) as a continuous urban spread constituting a town and its adjoining outgrowths, or two or more physically contiguous towns together with or without outgrowths of such towns. An UA must consist of at least a statutory town and its total population (i.e. all the constituents put together) should not be less than 20,000. In varying local conditions, there were similar other combinations
2 Working group on urban strategic planning, p 33.
which have been treated as urban agglomerations satisfying the basic condition of contiguity. Examples: Greater Mumbai UA, Delhi UA, etc.
Out Growth: Census 2011, defines ‘Out Growths’ (OG) as a viable unit such as a village or a hamlet or an enumeration block made up of such village or hamlet and clearly identifiable in terms of its boundaries and location. Some of the examples are railway colony, university campus, port area, military camps, etc., which have come up near a statutory town outside its statutory limits but within the revenue limits of a village or villages contiguous to the town. While determining the outgrowth of a town, it has been ensured that it possesses the urban features in terms of infrastructure and amenities such as pucca roads, electricity, taps, drainage system for disposal of waste water etc. educational institutions, post offices, medical facilities, banks etc. and physically contiguous with the core town of the UA. Examples: Central Railway Colony (OG), Triveni Nagar (N.E.C.S.W.) (OG), etc.’
Spatial Priority Urban Regions (SPURs): National Commission on Urbanisation, 1988 with a visionary approach to future urbanisation in India, identified 329 urban centres all over the country as Generators of Economic Momentum (GEMs) where development activities should converge, based on which the upcoming Metropolitan regions could be forecasted. The Commission also identified 49 Spatial Priority Urban Regions (SPURs). SPURs were based on observed trends of growth and Commission's assessment of growth potential, integration with national transport network, optimising investments and opportunities already in a particular region. Such an attempt of regional planning pan India was the first of its kind and evolved from the idea of expanding planned urban regions.
4.4Metropolitan Planning Region
Metropolitan area is a large urban settlement, which has population from 10 lakh and above. The aerial extent of such settlements is huge and often spread across multiple districts. India has 53 metropolitan cities per Census, 2011. Many of these cities have already been covered by metropolitan planning or development authorities, such as Mumbai, Kolkata, Chennai, Bangalore, Hyderabad, Ahmedabad and Guwahati. Formulation of Metropolitans Authorities was conceived with the idea of initiating the integrated planning and development of the major cities and their surrounding areas. Constitution requires the States to constitute Metropolitan Planning Committees through State legislature. Various States -West Bengal, Maharashtra, Andhra Pradesh have issued procedures for formulation of Metropolitan Planning Committee (MPC) and metropolitan areas like Kolkata, Mumbai, Nagpur, Pune have MPCs. However, only Kolkata MPC has prepared a Metropolitan Development Plan (MDP). This has been referred as a lesson to guide the MPC formulation and integration in the existing scenario.
4.4.1 Metropolitan Administrative set-ups
As major cities increase in size, Municipal Bodies often turn out to be inadequate to meet the requirements. Thus, the need for Metropolitan Regional Development Authority (MRDA) Acts was felt, to regulate a designated jurisdiction covering urban and peri-urban areas. The authorities formed under these acts perform functions in close coordination with the State agencies, apart from the already core Municipal Corporations. MRDAs perform the function of integrated spatial planning and inducing coordination among the numerous
authorities and institutions operating in/ for the region, thus facilitating the planned growth in a smooth urban-rural continuum framework. Examples are Bengaluru, Chennai, Kotkata, Mumbai etc.
Figure 4.5: Framework for Kolkata Metropolitan Planning Committee
Source: Kolkata Metropolitan Planning Committee
4.4.2 Transit Oriented (Urban) Development (TOD)
In India, the concept of TOD to plan and develop cities / regions has been used in various cities, few of which are National Capital Region, Hyderabad Metropolitan Area and Ahmedabad Urban Development Authority (AUDA). In NCR, transport options of metro rail, ring railway and ring road has been used to guide urban development. Hyderabad Metropolitan Development Authority has prepared TOD development plan for city using metro corridors, MMTS, potential BRTS/LRT and outer ring road. AUDAhas developed BRTS corridor, ring road to guide development along transport corridors. Hyderabad Metropolitan Development Authority (HMDA) has developed a Transit Oriented Development plan to develop metropolitan area (the case study is as follows).
Case Study: HMDA: Transit Oriented Development (TOD)
Approach and Methodology: HMDA conceived TOD plan to be compatible with Master Plan. Integrated transit network was proposed with focus to integrate employment generating nodes with transit network. Influence zone along transit network were identified and detailed development control rules, FAR and land use in such areas are decided.
TOD zones, special features of such zones and the facilitating authorities have been recognised in the Hyderabad metropolitan region. Features of TOD Zones are:
■ Mixed land use zoning,
■ Incentivized higher density development,
■ Expedited building permits,
■ Decreasing parking requirement
■ Affordable housing,
■ Integration of employment and transit,
■ Alternatives to personalised vehicle ownership.
The method followed for planning and development under TOD approach is given below:
Source: Hyderabad Metropolitan Development Authority
4.4.3 Planning for peri-urban area
Peri-urban is the zone which is within the planning area limits but outside the urbanisation limit of the municipal corporation / authority or metropolitan planning committee or authority. Integration of the plans of such settlements can be done through two approaches.
The plans can be prepared by the developmental body in consultation with the village authority and implemented jointly by the village authority and/or developmental body,
- Village bodies may prepare the plan and such plans will be compiled and made part of overall developmental plan of the region by developmental body.
Since, peri-urban area is not well defined in all the states, identification and planning of peri-urban area (outside municipal limits) is important in the context of urban and rural development. Also the States till now have not clearly defined what should constitute peri-urban areas and therefore a change in the Acts in this context is surely called for. However peri-urban area has been included in planning areas of Master / Development plans which invariably go beyond the municipal boundary. In some state like in Andhra Pradesh, Mandal committees are empowered to prepare land conversion and development of peri-urban areas. Nonetheless this aspect of urban and rural development needs special legal and policy efforts. 3
To holistically approach the legal and planning issues for peri-urban areas, it is suggested by the Ministry of Urban Development to the States to avoid multiplicity of the authorities and simultaneously allow coordination. In a regional authority, the urban agglomeration should be recognised as the urban centre, while the small towns and service villages should be within the overarching boundary of the Metropolitan regions to co-exist. Where planning, the power to plan landuse should be decentralised to local authorities, apart from some regional resource management such as management of water and preservation of eco-sensitive areas.
As the regional and metropolitan area planning intends to bring such area in planning framework it is only logical that development norms of urban area are adopted for peri-urban area too because of its heavy bias towards urban character. In addition, provision for institutional requirements for example
3 Note: Uttar Pradesh Government has followed for long years delineation of planning area by the authority on the basis of 8 kms from the municipal boundary. This norm is not backed / supported by any rationality. Adding to it, the planning area so designated under the Town and Country Planning Act under the section 143, conversion of land use from rural/agriculture to non-agriculture was permitted by the competent authority (District Collector). The conversion of land use as per the Act, section 143 could be done for development ‘abadi’. This has created confusion for planning urban extension. In 2013, the UP government modified the Act and excluded ‘abadi’ from the section 143. This implies that any type of land use proposed such land use conversion, land lords must adhere to the development control rules, regulations and bye laws specified under the Master Plan.
specialised hospitals and education and research centres in the peri-urban areas are to be allowed as per the Regional Plan.
Low income habitat planning norms of National Building Code are suggested to be followed in peri-urban areas. The states may develop further specific guidelines for such settlements based on their growth trend and economic base. Low income habitat planning norms are as following:
Plot size: Minimum 80 sq.m.
Density: Maximum 60 plots per ha
Minimum frontage: 6m
Ground Coverage: 33% (subject to a maximum of 50%)
FAR: Maximum 200
Open spaces: 1.21 ha open space for a village with 200 houses.
If required, facilities like branches of co-operative bank, a fertilizer depot, a veterinary hospital, market place and a branch of the co-operative consumer store besides facilities for educational and health care should be available within a maximum distance of 5 km from any settlement.
Proposed Road hierarchy:
Table 4.2Road Hierarchy for peri-urban areas in line with low income habitat planning norms
Road Type
Road Description
Road width
Function/ Remarks
R1
Road which connects village to nearby areas
9 m
Widest road
R2
Road which take major traffic to village
6m
Amin village roads with drain on both sides to facilitate drainage system of the village
R3
Internal Village road
4.5 m
Other village roads
R 4
Internal Village road
3 m
Village lanes
Source: NBC
Community facilities:
- A community hall/ baraat ghar
- Rural development centre shall include Panchayat ghar, a Mahila Kendra that may also serve as a vocational training centre
- School, health centre, post office, police post, shopping, work sheds for the artisans, telephone facilities, should be established.
- The concept of ‘aided self-help’ shall be ensured for active participation of the prospective users and association in the construction and development of dwelling units and other community buildings.
When specifically planning for an Industrial area; service villages, hamlets and rural settlements to be provided with a buffer of 100-300 meters for the expansion of the settlements, for health & safeguard point of view (after calculating the induced growth rate).
4.4.4 Village Planning
Planning at grass root level includes village Panchayat in rural settings of both District Planning and Metropolitan Planning region. Plans prepared at grass root level must be compiled at higher administrative units either through talukas or villages falling in urban areas and finally compiled draft plan is prepared at appropriate level. Use of cadastral maps at village area planning level is
important and the revenue department which is custodian of cadastral maps has to play the critical role in providing, reliable and authentic land data base.
States are advised to provide technical support to village Panchayat for providing support in planning process. Lower literacy levels in rural areas can be hindrance to the planning process or can result in faulty planning or social-economic bias. The State governments can provide conditional planning powers to village Panchayats. State can provide planning function to village Panchayats when the performance at grass root level is good in following parameters:
Literacy,
Women's participation in decision making, women empowerment,
- Handling of development funds as in past records,
■ Transparency in funds handling,
■ Inclusion of vulnerable groups and youths in decision making.
Case study: Goa Institutional set-up Study
In the State of Goa to facilitate the process of Regional planning three tier structure was prepared. At highest level is State Level Committee, at lowest level is Village Panchayat and Taluka Level Task Force at intermediate level. The State of Goa has prepared Draft Regional Plan for Goa, 2021 through this three tier structure.
State Level Committee (SLC): This committee had 10 members and presided by CM and Minister (TCP). SLC supervised the process of Public participation, co-ordinated with Taluka level technical team (TLTT), explained the Revised Regional Plan for Goa, 2021 and its features to TLTT. It also prepared a questionnaire and a list of parameters on which comments/suggestions were sought from village Panchayats.
Taluka Level Technical Committee (TLTC): This committee comprising of 7 members was headed by Town Planner/Dy. Town Planner to headed Committee of concerned taluka. TLTC took the Revised Regional Plan for Goa-2021 to the respective village Panchayats and municipalities, under its jurisdiction. It arranged for the venue of meeting at respective village Panchayats and municipalities to explain the plan. Committee also assisted the village Panchayats and municipalities by visiting the Village Panchayats/municipalities in phased manner and supervised the public participation process. The suggestions from all village Panchayats and municipalities were collected and classified in categories and submitted to State Level Committee.
Local body level team/committee: These bodies had to mark all the existing (up to 6 meters) and proposed roads in the village, identified resources/services, water bodies, heritage sites, missing water bodies, nalhas, heritage sites, settlements, industrial areas, public utilities and services etc on the map with the help of TLTC.
Source: Goa Regional Plan, 2021
4.5Investment Planning Regions
Investment Regions/ Zones are generally areas which show potential for development due to economic forces. These areas face problem of uncontrolled land confiscation and holding by the private entities. Due to lack of policies or plan to control development in such places haphazard development of commercial, industrial activities and human settlement takes place along transportation nodes and routes. Urbanisation in the eco sensitive areas takes place and natural resources are misused in the process of unplanned growth. Thus, the planning efforts of the investment regions must be undertaken at the earliest to realise the scope of economic development with the global vision.
Government of India has started the process of developing investment zones across the country. DMIC, Chennai- Bangalore Economic Corridor and Bangalore-Mumbai Economic Corridor are examples of such efforts. While these investment zones are inter-State and backed by Central government, States have also started envisaging such investment regions and have brought legislations to support the same. The State of Gujarat has enacted Special Investment Region (SIR) Act, 2009. The Act is an initiative to develop investment zones and encourage industrial activities in the State. Under this Act, minimum area requirement for an SIR is 100 sq. km. Forty percent of the area of such zones shall be for industrial activities. This is an example of intra-State investment region, which can be inter-district or intra-district.
4.5.1 Approach of Plan Preparation
Unlike the district and metropolitan region planning which has administrative boundaries, planning of investment region involves a strategic decision making process beginning from delineation of the region boundary; identifying the region which has the potential to attract investment and can lead to an economic development.
Among the several techniques to delineate a region, few have been elaborated in the subsequent section. These techniques use parameters based on which area is demarcated. In case of development of nodes, the delineation should be based on the potential of development/ investment that the node can attract, while the corridor development shall depend upon its hinterland. The delineation of investment region should follow the steps given below:
- Identification of infrastructure gaps and planning for providing last mile connectivity either at regional or sub regional level as the case may be.
■ Identification of main thrust sectors for investment.
■ Identification of growth drivers and potential growth centres
■ Market assessment – primary, secondary and tertiary
■ Pre-feasibility of the proposals
Based on the evaluation of resources, thrust areas should be identified for the region's economic development and overcome the bottlenecks. For such regions to be investment friendly, market analysis techniques to arrive at the viability of the region in terms of generating investment and feasibility of thrust areas in terms of technicality. For Indian investment regions to compete in the International market and attract foreign investment, the state of art infrastructure facilities must be developed rapidly.
With this vision, the economic profile of the region should be envisaged and realistic investment goals could be targeted. At the given stage of investment region planning, a broad spatial plan, along with indicative land use shall be proposed for conceptualising the region as a whole. Here, planners must pay attention to major roads, trunk infrastructure, tapping points for power, water and carefully modifying local drainage pattern.
The approach of the plan preparation should be followed by encapsulating the vision for the Investment region, which should become the part and parcel or the basis for preparation of the Perspective plan for the region.
4.5.1.1 Aspects of Investment Region Planning
The planning process should include the following key elements essential to promote growth and balanced development of the region, namely:-
- The policy in relation to land-use and the allocation of land for different uses.
- Identification of the potential nodes and counter magnets (if required for decongestion) for future and proposals for development.
■ Integrated transport policy, administration policy, law and order machinery.
- Plan for regional infrastructure linkages, a dedicated and sustainable connectivity across the corridor and hinterland.
■ Policy for economic development.
■ Fund flow for development.
- Indication of the areas which require immediate development as "priority areas".
Roles and responsibilities of various stakeholders.
■ Housing and shelter development.
■ Protection of environmentally and ecologically sensitive areas and conservation of heritage.
■ Sustainable development of resources including agriculture and rural development.
The perspective plan should define the influence zone of the corridor or define the rationality of selection in case of a node.
■ Monitoring systems and social audit mechanisms to ensure effective implementation of the plan.
4.5.2 Criteria for Delineation of Region
Regions can be classified based on many criteria but while delineating region for planning purpose the forward and backward linkages of the parameters must be kept in mind and relevant parameters be selected for the delineation process.
Some criteria for delineating the Planning Regions are presented below but list can be expanded based on requirements on planning approach and region's specifications:
Table 4.3Criteria for Delineation of Region
S.No.
Parameters
Indicators
1
Environment and land suitability
Soil cover & fertility,Topography, Geology,Geomorphology, Lithology & DrainageSurface water body & Ground water table,Green & forest cover,Buffer areas,Agriculture cover and intensity of productionHazardous zoneOther environmentally sensitive areas
2
Demographic, Quality of Life
Population growth rate: percentage increase in population,Urbanism: percentage of urban population to total populationMigration: number of persons migrating to nodal point,Density: population per Ha,Aspect of literacy,Other socio economic aspects,
3
Flows
Goods: Volume of goods traffic:Supply of raw materials,Sale of finished goods,Supply of perishable goods like vegetables, milk, egg, meat, etc.People: Passenger traffic:Floating populationLabour supplyCultural affinity: shopping, major recreational,Finance: banking facilitiesInfrastructure links: Supply of services such as water supply, drainage channels, irrigation channels, power house etc.Information: location of institutes, movement of students and scholars, Telephone calls etc.
4
Economic and investments
Economic:Local economic activity,Wholesale trade,Major existing developments,Large investment proposals for developmentsWorkers: Percentage of non-agricultural workers to total workers,Land ownership and land uses
5
Others
Contiguity of areas,Integrated development,Adjustment of boundaries with other planning areas,Manageable size of the region from planning point of view.
Source: Various Sources including Reading Material on Planning Techniques by JH Ansari and Mahavir.
It is recommended that the planning region should have a nodal point, either developed or developable to satisfy the organisational needs of the region. The
homogeneous region identified should be adjusted to the nearest administrative boundary, such as village boundary, taluka or district.
4.5.2.1 Techniques for delineation
The criteria mentioned above are to be analysed by the following suggested techniques for area delineation:
Weighted Index Number Method: This method helps to determine a homogeneous region within certain variations/ deviation limits. For example, delineation of a region based on literacy rate may be limited within the area having specific mean literacy rate with not more than one a standard deviation. The approach used in this method is:
i. Identification of the criteria such as literacy rate, unemployment rate, watershed, contours etc.
ii. Determination of weights to the respective criteria
iii. Determination of homogeneity limits such as standard deviation.
Flow Analysis: The flow analysis identifies the direction and intensity of flows and builds up functional relationship between the dominant centre and the surrounding satellite towns. The flows show decreasing intensity as it becomes more distant from the main centre, hence identifying the sphere of influence of the main centre. The flows can be plotted on linear graphs from which following information can be obtained:
i. Most intense (Primary) and less intense (Secondary) flows into and out of each centre
ii. Hierarchy of nodes providing the form and extent of functional relationships within an area.
The flow analysis involves grouping together of local units which displays a considerable degree of inter dependence.
Gravitational Analysis: This technique identifies the potential flows between centres rather than the actual flows. This model suggests that the interaction between the two centres is directly proportional to the 'mass' of the centres and inversely proportional to the 'distance' between the centres. The variables used to measure 'mass' and 'distance' depend upon the problem and data availability. The 'mass' can be represented by variables such as population, employment, income, expenditure etc. and 'distance' can be represented by distance in physical terms i.e. km, time, price etc. Mathematically this can be represented as:
Tij=[pipj/dij2]
Where Tij is the gravitational force between towns i and j and Pi and Pj are the masses of the two centres and dij is the distance between them.
By calculating the potential for the centres in a study area, contour lines of equal potential can be plotted on a map, illustrating the relative attractiveness and sphere of influence of various centres.
4.6Special Area Planning Regions
Special area development planning implies prudent use of all the available resources to ensure optimum and sustained development of the region, towards improving quality of life of the people and to meet growing demands of increasing population. It is also imperative to maintain the fragile balance
between development and conservation practices through identification of the problem areas and preparation of location specific development plans.
The special areas requiring conservation- development approach could be:
4.6.1 Eco sensitive areas
Eco-sensitive area is a designation provided to area which has very diverse yet fragile ecosystem. Western Ghats is one of the ecologically sensitive areas in the country. The Government of India had taken a step to conserve and develop this region sustainably.
For this GoI constituted Western Ghats Ecology Expert Panel which submitted its report in year 2011. Western Ghats is a region which is defined by its geological characteristics, biological landscape, richness in flora-fauna species, spatial heterogeneity, high conservation value and ecological sensitivity. Human activities had deteriorating ecological impacts on the region due to which the committee was constituted to give recommendations for its conservation. The committee has given recommendations for protection of Western Ghats, few of which have been shared below:
■ River basin-level planning and decentralised management of water resources,
■ Sustainable strategy of livestock development for the Western Ghats,
- Convert tea estates to organic production with the integration of animal husbandry,
- Promote systems of providing incentives to local people for conservation efforts,
■ Strengthening the Rural Development department on issues related to non-timber forest produce,
- Promote industries and services that involve dematerialization - e.g. e-commerce, teleconferencing.
- Promote education hubs and special incentives should be given to agro-based fruit and food processing industries,
The Zoning Atlas for siting of Industries should be used as a tool for decision-making at various levels for industry, regulatory authorities and the general public,
■ Exclusion of mining from ecologically sensitive areas/zones etc.
The basic unit of development of eco sensitive areas can be a watershed, which is a manageable hydrological unit and covers the entire area starting from the highest point of the area to the outlet of the stream. The efficient development planning requires an overlay of various thematic layers of the spatial and non-spatial data. The watershed management approach is a suitable planning platform for conservation and sustainable development of all the resources specially land and water.
The development approach shall consist of the following steps:
a. Identification and acquisition of the spatial and non-spatial data
b. Identification of the ‘formal region’ on the basis of homogeneity of demographic and economic characteristics and sharing of natural resources.
c. Creation of the thematic layers, overlay and interpretation for developing an integrated approach for conservation and development.
4.6.2 Socio economic sensitive areas
These are areas which lack amenities due to an imbalance in the economic development of the region/ nearby region and standard of living of the residing population. Such areas also encounter high rate of social stresses.
There are culturally sensitive areas like tribal areas which lack even the basic social amenities of health and education as mostly they are not covered in the jurisdictional areas of the administrative offices. Schedule 6 of Constitution of India gives the provision for the tribal areas in the north-east states of India. This schedule gives provisions for the administration of tribal areas in the States of Assam, Meghalaya, Tripura and Mizoram. In such cases, planning and land development is not directly under the control of the State, but rests with the Autonomous District Councils, formed in the districts as per the constitution.
However, the Regional Council of an autonomous region or District Council for an autonomous district of these states have the power to make laws with respect to ‘the allotment, occupation or use, or the setting apart, of land, other than any land which is a reserved forest for the purposes of agriculture or grazing or for residential or other non-agricultural purposes or for any other purpose likely to promote the interests of the inhabitants of any village or town.’
4.7Land use classification for Regional Planning
Urbanisable Zone: In Regional Plan, the areas under existing development and those earmarked for future development shall be termed as 'U Zone'. This zone is envisaged at three levels U-1, U-2 & U-3.
- 'U -1' zone shall primarily cover the existing areas where more intensive urban development and economic activity are expected in future.
- 'U-2' zone shall cover the new town areas/ satellite towns/counter magnet/growth centres where urban development and economic activity is expected or proposed.
- 'U-3' zone shall be zone outside the existing or proposed urban zones, which have potential for urban development such as lands around major roads and corridors, railway stations etc. No formal development plan may be prepared for U-3 zone but the development shall be regulated on the basis of road widths and development promotion regulations.
In U Zone all residential, commercial, light and service industry, public and semi-public buildings, transport zones and recreational area may be permitted depending upon the compatibility of the uses.
Industrial Zone: The areas earmarked for industrial use - service and light industry, extensive and heavy industry, special industrial zone or development of SIR, IT zones etc. shall be termed as 'I Zone'.
Transport and Communication Zone: The areas earmarked for transport and communication use shall be termed as 'T Zone'. This zone can be sub divided into Roads/BRTS: T-1, Railway/MRTS: T-2, Airport: T-3, Seaports/Dockyard/Dry ports: T-4, Bus
depots/ truck terminals and freight complexes: T-5 and Transmission and Communication T-6.
Primary Activity Zone: The areas earmarked for primary activity use shall be termed as 'PA Zone'. This zone can be sub divided into Agriculture: PA-1, Forest: PA-2, Poultry and dairy farming: PA-3, and Brick kiln and extractive areas: PA-4.
Open Area Zone: The areas earmarked for leaving open shall be termed as 'O Zone'. This zone can be subdivided into Recreation Area: O-1, Green Buffer Zone: O-2. Green buffer zone shall be provided, so as to restrict the peri-urban areas from unauthorised development. For peri urban areas special regulations and development control regulations shall be determined in the development plans.
Protective and Eco Sensitive Zone: The areas earmarked as Protective and Eco Sensitive Areas shall be termed as 'E Zone'. This zone may comprise of Water bodies: E-1, Special recreation zone/ protective areas such as sanctuaries/ reserve forests: E-2, Forest Zone: E-3, Coastal Zone: E-4 and Undevelopable use zone: E-5. Undevelopable use zone shall be identified as Earthquake/ landslide prone, cliffs and environmentally hazardous area, areas adjacent to fault lines, areas with slope higher than 45°, areas adjacent to major drainage lines and other areas identified by State Disaster Management Authority and all environmentally sensitive areas.
Special Area Zone: In addition to the above listed zones, zones may also be specified keeping in view the special characteristic of such areas/pockets. Such areas shall be termed as 'S Zone'. This zone may comprise of old built-up areas with architectural or historical importance : S-1, areas of scenic value: S-2 which need to be preserved without spooling the character by putting up various kinds of structures, the area restricted for development by Government: S-3, or it may be area under other uses/ spot zones: S-4. Therefore, it is necessary that use/activity permissibility in special areas should be carefully thought of in the development plan when it is being formulated.
Table 4.4Simplified Regional Land use Classification
Level I
Level II
N
A-N
Use Zone
N
A-N
Use Zone
1.
U
Urbanisable Zone
11
U-1
Existing Zone
12
U-2
New Area Zone
13
U-3
Potential for Urban Development Zones
2.
I
Industrial Zone
3.
T
Transportation & Communication Zone
31
T-1
Roads/ BRTS
32
T-2
Railways/ MRTS
33
T-3
Airport
34
T-4
Seaports, Dockyards and Dry ports
35
T-5
Bus Depots/ Truck Terminals and freight Complexes
36
T-6
Transmission and Communication
4.
PA
Primary Activity Zone
41
PA-1
Agriculture
42
PA-2
Poultry and Dairy Farming
43
PA-3
Rural Settlements
44
PA-4
Brick Kiln and Extractive Areas
5.
O
Open Area Zone
51
O-1
Recreation Area
52
O-2
Green buffer zone
6.
E
Protective and Eco sensitive Zone
61
E-1
Water Bodies
62
E-2
Special recreation Zone / Protective Areas such as sanctuaries/ reserve forests
Note:*The process of changing/relaxing/modifying land use of part or "Spot" of a "zone" in a particular land use is termed as "Spot Zoning". Spot Zoning can be done for comparatively smaller area in a particular land use zone in such a way that it does not affect the overall Plan.